ComplianceEdge 22c-2 Solution

"You could be faced with a significant investment in technology, time and staffing resources. Or you could employ one simple and cost-effective solution."

The Citi 22c-2 Solution is an innovative and flexible alternative for fund companies struggling to comply with one of the most resource-intensive and technologically demanding regulatory mandates. This total technology, compliance and service solution was crafted specifically in response to SEC Rule 22c-2.

More Than Just a System
SunGard's® STN technology is at the heart of the Citi 22c-2 Solution, but it doesn't end there.

• A full-service solution, including best practices and data delivery guidance
• Citi's active participation in regulatory working groups keeps your firm abreast and responsive to changes
• Independent governance
• Flexibility to outsource the monitoring of your omnibus accounts, direct accounts, or both
• Risk-based approach to monitoring frequency
• Event triggers identified and targeted to your risk profile
• Identification of omnibus accounts
• Management of trade exceptions
• Fund, Board, CCO reporting

Flexible Pricing and Multiple Levels of Service Offerings
Citi can help your firm identify its optimal level of support. You'll have the option to outsource all or a portion of your omnibus or direct account monitoring. Whether you'd benefit from a comprehensive range of technology, compliance and service support or determine that a less-inclusive arrangement is in your best interest, the Citi 22c-2 Solution has you covered.